Raven Securities Corp. (“Raven”) is committed to safeguarding all personal information that you provide us to service your account(s).  This statement describes our privacy policy and how we handle and protect personal information that we collect.  This statement applies to past and present customers of Raven who have transacted business with our firm.  Please note that this statement is subject to change without notice.  However, we will make every effort to keep the statement updated to reflect our current policies.

Why and How We Collect Personal Information

Raven collects personal information about you, so that we can effectively provide brokerage services and products that may be of interest to you. The personal information we collect about you includes:

• Some of the information you provide to us on applications and other forms (such as your name, address, social security number or tax identification number, etc.);
• Information about your transactions with us or others (such as your account balance, payment history, and parties to transactions); and/or
• Information we receive from consumer reporting agencies (such as your credit history and creditworthiness) and other entities not affiliated with Raven.

We do not currently collect such information through our website.

 

How We Protect Personal Information

 We limit access to your personal information to employees that need it to conduct our business, clear and settle transactions in your account, and help develop products and services available to you.  Our employees are required to follow established procedures that maintain and protect the confidentiality of your personal information.  To comply with applicable laws and regulations, we maintain physical, electronic, and procedural safeguards to protect your personal information.

 

The Information We Disclose

In order to service your account or effect transactions, we may provide your personal information to our clearing firms and to certain outside consultants who provide professional compliance and/or operational support to Raven.  We may also disclose personal information to regulatory authorities as permitted by applicable law.  For example, we may disclose personal information to cooperate with regulatory authorities and law enforcement agencies, and as necessary to protect our rights or property.  We do not otherwise provide information about you to third party organizations or individuals.
If you decide to close your account(s) or become an inactive customer, we will continue to adhere to the privacy policies and practices as described in this statement.

Opt-Out

Please be aware that you have the right to maintain the privacy of your non-public personal information. To opt out, update or change any contact information, send us an e-mail to webmaster@ravensecurities.com with your name, e-mail address and mailing address.  

IP Addresses

An Internet protocol ("IP") address is a numeric code, for example, "152.163.207.197." This code is used to communicate between your Internet service provider and the World Wide Web. The IP address does not identify you individually. Raven logs inbound IP addresses to administer our Web site and to compile aggregate information on site traffic for internal use.   

Contact Us  

If you have any questions about the use of your personal information or would like to correct or amend any personal information we maintain about you, please feel to contact us at webmaster@ravensecurities.com, or send a letter to:   

Raven Securities
40 Wall Street, 17th floor
New York, NY 10005
212-952-0634